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ACE MARKET LISTING REQUIREMENTS
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MAIN MARKET LISTING REQUIREMENTS
[ACE LR] APPENDIX 4A - AGREEMENT BETWEEN SPONSOR AND THE EXCHANGE
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ACE MARKET LISTING REQUIREMENTS
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TABLE OF CONTENTS
CHAPTER 1 - DEFINITIONS AND INTERPRETATION
CHAPTER 2 - GENERAL
APPENDIX 2A
APPENDIX 2B
CHAPTER 3 - ADMISSION
CHAPTER 4 - SPONSORS
CHAPTER 5 - FOREIGN LISTING
CHAPTER 6 - NEW ISSUES OF SECURITIES
APPENDIX 6A
APPENDIX 6B
APPENDIX 6C
APPENDIX 6D
APPENDIX 6E
APPENDIX 6F
CHAPTER 7 - ARTICLES OF ASSOCIATION
CHAPTER 8 - CONTINUING LISTING OPBLIGATIONS
APPENDIX 8A
APPENDIX 8B
APPENDIX 8C
APPENDIX 8D
APPENDIX 8E
CHAPTER 9 - DISCLOSURE OBLIGATION
APPENDIX 9A
APPENDIX 9B
APPENDIX 9C
CHAPTER 10 - TRANSACTIONS
APPENDIX 10A
APPENDIX 10B
APPENDIX 10C
APPENDIX 10D
CHAPTER 11 - TAKE-OVERS & MERGERS
CHAPTER 12 - SHARE BUY-BACKS
APPENDIX 12A
APPENDIX 12B
APPENDIX 12C
APPENDIX 12D
CHAPTER 13 - ARRANGEMENTS AND RECONSTRUCTIONS
APPENDIX 13A
APPENDIX 13B
APPENDIX 13C
APPENDIX 13D
APPENDIX 13E
APPENDIX 13F
CHAPTER 14 - DEALINGS IN LISTED SECURITIES
CHAPTER 15 - CORPORATE GOVERNANCE
CHAPTER 16 - SUSPENSION, DE-LISTING AND ENFORCEMENT
APPENDIX 16A
Guidance Note 1
Guidance Note 2
Guidance Note 3
Guidance Note 4
Guidance Note 5
Guidance Note 6
Guidance Note 7
Guidance Note 8
Guidance Note 9
Guidance Note 10
Guidance Note 11
Guidance Note 12
Guidance Note 13
Guidance Note 14
Guidance Note 15
Guidance Note 16
Guidance Note 17
Guidance Note 18
Guidance Note 19
Guidance Note 20
Guidance Note 21
Guidance Note 22
Page Content
Agreement between Sponsor and the Exchange
(Rule 4.03(1)(b))
Date:
Parties:
(a)
Bursa Malaysia Securities Berhad ("the Exchange"); and
(b)
[Name of Sponsor] ("the Sponsor").
Article 1
Interpretation
Terms used and not separately defined herein shall have the meanings ascribed thereto in Bursa Malaysia Securities Berhad ACE Market Listing Requirements ("the Listing Requirements").
Article 2
Undertakings
In consideration of the Exchange admitting the Sponsor to the Exchange's Register of Sponsors, the Sponsor hereby undertakes to -
2.1
accept the responsibilities of a Sponsor and discharge their roles and responsibilities in accordance with the Listing Requirements at all times to the satisfaction of the Exchange;
2.2
comply with and be bound in all respects by -
(a)
all the provisions of the securities laws applicable to the Sponsor;
(b)
any laws and guidelines issued by regulatory authorities which are applicable to the Sponsor;
(c)
the Listing Requirements and any other rules or regulations of the Exchange which now are or may hereinafter be in force in so far as they are applicable to or affect Sponsors; and
(d)
any special conditions which may have been imposed by the Exchange on the Sponsor at any time and from time to time;
2.3
ensure that it has proper procedures in place to ensure compliance with -
(a)
all the laws, guidelines, code, rules, regulations and conditions mentioned in Article 2.2(a) to (d) above by all its officers, employees and agents; and
(b)
the Listing Requirements by all its clients;
2.4
co-operate and render every assistance to any investigation, enquiry or query conducted by the Exchange on any matter relating to the Listing Requirements or the Rules of the Exchange; and
2.5
conduct its business as a Sponsor in accordance with ethical and professional business practices.
Article 3
Representations, Warranties and Agreements
The Sponsor represents, warrants and agrees with the Exchange that -
3.1
the Sponsor is duly authorised and has obtained all external and internal approvals, permits, licences and authorisations to enter into this Agreement, and to perform all of its obligations under or pursuant to this Agreement; and
3.2
this Agreement constitutes legal, valid and binding obligations of the Sponsor and is enforceable in accordance with its terms.
Article 4
Indemnities
The Sponsor agrees that -
4.1
neither the Exchange nor any of its officers, employees or agents (including any director or Board member of the Exchange) shall be liable to the Sponsor for any act or omission to act by such officers, employees or agents, whether or not acting within the scope of his or her employment or functions in the Exchange, except only if and to the extent that the Exchange or any of such officers, employees or agents, as the case may be, is proved to have been acting with gross negligence or wilful misconduct; and
4.2
the Sponsor shall fully indemnify and hold the Exchange harmless from and against any costs, losses, damages or claims incurred by or asserted against the Exchange as a consequence of or in connection with any act or omission to act by the Sponsor in the conduct of its activities as a Sponsor, or as a consequence of any breach by the Sponsor of any of the obligations assumed by it under this Agreement.
Article 5
Effective Date
This Agreement shall not enter into force until it has been executed by both parties hereto.
IN WITNESS WHEREOF
the parties hereto have set their signatures unto this Agreement on the date stated above.
For the Exchange:
___________________
____________________
Authorised Signatory
[Name]
[Designation]
Witness
[Name]
[Designation]
For the Sponsor:
___________________
_____________________
Authorised Signatory
[Name]
[Designation]
Witness
[Name]
[Designation]
[ End of Appendix ]
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