Skip Ribbon Commands
Skip to main content

FAQ 2.9

Undertaking by advisers

2.9

When must an adviser who is subject to Rule 2.21 of the ACE LR file an undertaking with Bursa Securities?

An adviser who is subject to Rule 2.21 must file an undertaking with Bursa Securities before the submission of documents to Bursa Securities. All advisers who may act as principal adviser under the SC's Principal Advisers Guidelines may file the undertaking immediately if they have not already done so.