Undertaking by advisers
2.7
Must an adviser who is subject to paragraph 2.21 of the Main LR file an undertaking each time it acts for a listed issuer?
No, an adviser who is subject to paragraph 2.21 has to file only 1 undertaking. Such undertaking will be applicable for all clients. The form of the undertaking has been prescribed in Appendix 2A of the Main LR.